CGS International Securities UK Ltd.

Date authorised
1 April 2013
Companies House
02719607
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442072012197
    Web
    https://www.cgsi.com

  • Complaints Contact

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +4402072012197

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sofia Binti Mohamed Rafi

    IRN SBM01060

    • CF30 Customer (3 Apr 2009 to 13 Sep 2010)
  • Spencer Krett

    IRN SXK01286

    • CF21 Investment Adviser (1 Aug 2003 to 1 Sep 2004)
  • Stephen Dale Archer

    IRN SDA01034

    • CF2 Non Executive Director (1 Dec 2001 to 21 Aug 2005)
  • Stephen George Manuka Whiu

    IRN SGW01048

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
  • Stephen john Bower

    IRN SJB01389

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (19 Nov 2018 to 8 Dec 2019)
  • Susan Barbara Clark

    IRN SBC01031

    • CF26 Customer Trading (1 Dec 2001 to 30 Apr 2002)
  • Suzy Cremer

    IRN SAC01213

    • CF30 Customer (2 Jul 2012 to 27 Apr 2015)
  • Thomas Michael Caddick

    IRN TMC01058

    • CF29 Significant management (1 Sep 2011 to 2 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (27 Oct 2005 to 3 Nov 2005)
  • Timothy Richard Parry

    IRN TRP01024

    • CF21 Investment Adviser (1 Dec 2001 to 30 Mar 2007)
  • Todd William Hadden

    IRN TWH01029

    • CF30 Customer (1 Nov 2007 to 22 May 2008)
    • CF21 Investment Adviser (1 Feb 2006 to 31 Oct 2007)
    • CF26 Customer Trading (14 Nov 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.