CGS International Securities UK Ltd.

Date authorised
1 April 2013
Companies House
02719607
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +442072012197
    Web
    https://www.cgsi.com

  • Complaints Contact

    53 New Broad Street
    London
    EC2M 1JJ
    UNITED KINGDOM
    Phone
    +4402072012197

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • WAI CHU HO

    IRN WXH12605

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)
  • WILLIAM MARSTERS

    IRN WXM13824

    • [FCA CF] Client dealing (9 Dec 2020 to 12 Aug 2022)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • Wan Shen Chan

    IRN WSC01032

    • CF30 Customer (3 Jul 2012 to 20 Jul 2016)
  • William Terence Murray

    IRN WTM01005

    • CF30 Customer (1 Nov 2007 to 13 Sep 2010)
    • CF1 Director (25 Nov 2004 to 3 Apr 2009)
    • CF21 Investment Adviser (22 Apr 2002 to 31 Oct 2007)
  • Yew Lin Goh

    IRN YLG01001

    • CF2 Non Executive Director (1 Dec 2001 to 20 Sep 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.