Thomas Michael Caddick

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vittoria and Partners LLP (no longer approved here)

    FRN 709710

    • [FCA CF] Client dealing (10 Feb 2022 to 25 Jan 2023)
    • [FCA CF] Material risk taker (10 Feb 2022 to 25 Jan 2023)
    • CF1 Director (AR) (20 Dec 2018 to 2 Aug 2019)
    • CF30 Customer (1 Nov 2016 to 29 Aug 2017)
  • THE Q. BRANDS HOUSE LIMITED (no longer approved here)

    FRN 815216

    • Employed By (20 Dec 2018 to 2 Aug 2019)
  • CGS International Securities UK Ltd. (no longer approved here)

    FRN 163037

    • CF29 Significant management (1 Sep 2011 to 2 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 13 Aug 2008)
    • CF21 Investment Adviser (3 Nov 2005 to 31 Oct 2007)
    • CF26 Customer Trading (27 Oct 2005 to 3 Nov 2005)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 Oct 2008 to 25 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.