Paul An

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UOB Kay Hian (U.K.) Limited (no longer approved here)
FRN 155417
- [FCA CF] Client dealing (4 Jan 2022 to 12 Jun 2023)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (25 Feb 2021 to 30 Sep 2021)
- CF30 Customer (29 Jul 2016 to 8 Dec 2019)
CGS International Securities UK Ltd. (no longer approved here)
FRN 163037
- CF30 Customer (8 Sep 2014 to 20 Jul 2016)
FIL Investment Services (UK) Limited (no longer approved here)
FRN 121939
- CF30 Customer (13 May 2011 to 29 Jul 2011)
FIL Investments International (no longer approved here)
FRN 122170
- CF30 Customer (13 May 2011 to 29 Jul 2011)
FIL Pensions Management (no longer approved here)
FRN 144345
- CF30 Customer (13 May 2011 to 29 Jul 2011)
FIL Investment Advisors (UK) Limited (no longer approved here)
FRN 159360
- CF30 Customer (13 May 2011 to 29 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.