Shante Sassoon Manoukian

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CLSA (UK)
FRN 140836
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (7 Nov 2019 to 8 Dec 2019)
CGS International Securities UK Ltd. (no longer approved here)
FRN 163037
- CF30 Customer (29 Aug 2017 to 6 Sep 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (18 Nov 2014 to 4 Feb 2016)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 16 Mar 2011)
- CF21 Investment Adviser (2 Nov 2006 to 31 Oct 2007)
DB UK Bank Limited (no longer approved here)
FRN 140848
- CF21 Investment Adviser (17 Apr 2002 to 27 Mar 2003)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (17 Apr 2002 to 31 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.