Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CGS International Securities UK Ltd.
FRN 163037
- SMF3 Executive Director (since 14 Sep 2023)
- [FCA CF] Material risk taker (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF3 Chief Executive (8 Jun 2016 to 8 Dec 2019)
- CF30 Customer (2 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (30 May 2012 to 8 Mar 2013)
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- CF30 Customer (3 Jul 2009 to 22 Feb 2012)
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- CF30 Customer (1 Nov 2007 to 27 Apr 2009)
- CF21 Investment Adviser (10 Jun 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.