Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rahim Nizar Karim

  IRN RNK01009

  • [FCA CF] Client dealing (since 28 Oct 2025)
• Raymond Richard Greaves

  IRN RRG01009

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (16 Jun 2014 to 8 Dec 2019)
• Rhydian Nicholas Wynne Bankes

  IRN RNB01063

  • CF30 Customer (19 Feb 2010 to 21 Jan 2011)
• Rhys Williams

  IRN RXW01268

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2023)
  • CF30 Customer (22 Sep 2009 to 8 Dec 2019)
• Richard Charles Snow

  IRN RCS01057

  • SMF3 Executive Director (19 Feb 2020 to 31 Jul 2024)
• Richard William Chambers

  IRN RWC01101

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Nov 2022)
  • CF30 Customer (13 Jan 2017 to 8 Dec 2019)
• Robert Denis Peel

  IRN RDP01071

  • [FCA CF] Client dealing (since 9 Jan 2025)
• Robin Stuart Brehaut

  IRN RSB01052

  • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
• Roger Brian Tejwani

  IRN RBT01014

  • CF30 Customer (4 Sep 2015 to 2 Feb 2018)
• Roger Lee

  IRN RLL01018

  • [FCA CF] Client dealing (since 6 Nov 2024)

No changes recorded yet.