Richard Charles Snow

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- SMF3 Executive Director (19 Feb 2020 to 31 Jul 2024)
Cavendish Corporate Finance LLP (no longer approved here)
FRN 474794
- SMF27 Partner (19 Feb 2020 to 31 Jul 2024)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (13 Nov 2013 to 17 Jan 2014)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (29 Jun 2011 to 21 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.