Rahim Nizar Karim

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cavendish Capital Markets Limited
FRN 467766
- [FCA CF] Client dealing (since 28 Oct 2025)
Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Client dealing (12 Apr 2021 to 30 Sep 2025)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Manager of certification employee (3 Aug 2020 to 1 Apr 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2021)
- CF30 Customer (1 Dec 2015 to 8 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (24 Nov 2008 to 31 Dec 2013)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Oct 2008 to 21 Nov 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.