Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 17 Oct 2022)
    • [FCA CF] Significant management (since 17 Oct 2022)
    • [FCA CF] Material risk taker (since 17 Oct 2022)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2022)
    • CF30 Customer (16 Jun 2014 to 8 Dec 2019)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (7 Feb 2012 to 17 Jun 2014)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 20 Oct 2008)
    • CF21 Investment Adviser (13 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.