Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fiske Plc (no longer approved here)

    FRN 124279

    • CF30 Customer (4 Jan 2010 to 13 Aug 2010)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (1 Nov 2007 to 18 Feb 2009)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF21 Investment Adviser (9 Jan 2007 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.