Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rory Sale

  IRN RXS01195

  • [FCA CF] Client dealing (1 May 2025 to 31 May 2025)
• Rosaleen Maria Herbert

  IRN RMH01071

  • CF30 Customer (1 Nov 2007 to 17 Oct 2014)
  • CF23 Corporate Finance Adviser (24 Aug 2007 to 31 Oct 2007)
• Rosie Milford Pennell

  IRN RXP00390

  • [FCA CF] Client dealing (11 May 2022 to 9 Sep 2023)
• Russell Howard Jackson

  IRN RHJ01018

  • CF30 Customer (2 May 2013 to 5 Jun 2018)
• Ruth Watts

  IRN RXW00327

  • [FCA CF] Client dealing (18 Nov 2021 to 13 Apr 2023)
• SIMON JAMES Johnson

  IRN SJJ01064

  • CF30 Customer (23 Nov 2011 to 4 May 2018)
• STEPHEN BENEDICT Barrett

  IRN SBB01018

  • [FCA CF] Client dealing (1 Jun 2023 to 13 Nov 2024)
• Samantha Jane Smith

  IRN SJS01180

  • SMF3 Executive Director (9 Dec 2019 to 6 Sep 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 6 Sep 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (31 Jul 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (31 Jul 2007 to 31 Oct 2007)
  • CF3 Chief Executive (31 Jul 2007 to 8 Dec 2019)
• Sarah Cope

  IRN SXW01277

  • CF30 Customer (12 Feb 2010 to 11 Oct 2012)
• Scott William Mathieson

  IRN SWM01073

  • CF30 Customer (19 May 2014 to 8 Dec 2019)

No changes recorded yet.