Samantha Jane Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • SMF1 Chief Executive (9 Dec 2019 to 6 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 6 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Jul 2007 to 31 Oct 2007)
    • CF3 Chief Executive (31 Jul 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF1 Director (31 Jul 2007 to 8 Dec 2019)
  • Cavendish Corporate Finance LLP (no longer approved here)

    FRN 474794

    • SMF27 Partner (9 Dec 2019 to 6 Sep 2022)
    • CF4 Partner (18 Dec 2018 to 8 Dec 2019)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF1 Director (30 Jun 2006 to 1 May 2009)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.