SIMON JAMES Johnson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited

    FRN 224621

    • [FCA CF] Client dealing (since 30 Mar 2023)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (23 Nov 2011 to 4 May 2018)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF21 Investment Adviser (23 Oct 2006 to 31 Oct 2007)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF23 Corporate Finance Adviser (12 Oct 2002 to 14 Apr 2004)
    • CF21 Investment Adviser (12 Oct 2002 to 14 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.