Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Richard Garbett

  IRN JRG01092

  • CF30 Customer (9 Sep 2017 to 13 Feb 2018)
• Jonathon Alexander Webb

  IRN JAW01354

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2023)
  • CF30 Customer (5 Dec 2018 to 8 Dec 2019)
• Jonathon Richard Franklin-Adams

  IRN JRF01038

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (1 Jul 2015 to 8 Dec 2019)
• Joseph Alexander Lunn

  IRN JAL01205

  • CF30 Customer (11 Jan 2008 to 5 Jul 2011)
• Joseph Connolly

  IRN JXC01401

  • [FCA CF] Proprietary trader (since 23 Feb 2026)
  • [FCA CF] Client dealing (since 23 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 23 Feb 2026)
  • [FCA CF] Significant management (since 23 Feb 2026)
  • [FCA CF] Manager of certification employee (since 23 Feb 2026)
• Joseph Nigel David Stelzer

  IRN JNS01064

  • CF1 Director (20 Dec 2018 to 28 Feb 2019)
• Julian Jonathan Morse

  IRN JJM01117

  • SMF1 Chief Executive (since 11 Apr 2024)
• Julian Marcus Blunt

  IRN JMB01182

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Jul 2013 to 8 Dec 2019)
• Justin Raphael Zawoda-Martin

  IRN JRZ01002

  • [FCA CF] Manager of certification employee (since 9 Sep 2023)
  • [FCA CF] Client dealing (since 9 Sep 2023)
  • [FCA CF] Significant management (9 Sep 2023 to 10 Sep 2023)
  • [FCA CF] Material risk taker (9 Sep 2023 to 10 Sep 2023)
• Kai Alexander Buckle

  IRN KAB01144

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Sep 2023)
  • CF30 Customer (10 Oct 2013 to 8 Dec 2019)

No changes recorded yet.