Julian Jonathan Morse

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited

    FRN 467766

    • SMF1 Chief Executive (since 11 Apr 2024)
  • Cavendish Corporate Finance LLP

    FRN 474794

    • SMF27 Partner (since 11 Apr 2024)
  • Cavendish Securities PLC

    FRN 416932

    • SMF1 Chief Executive (since 5 May 2021)
    • SMF3 Executive Director (since 27 Apr 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 May 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 May 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 13 May 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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