Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karl Morris

  IRN KXM00388

  • [FCA CF] Client dealing (7 Feb 2022 to 12 May 2022)
• Kate Bannatyne

  IRN KXB01855

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2022)
  • CF30 Customer (24 Mar 2015 to 8 Dec 2019)
• Kathryn Jennifer Birkin

  IRN KJB01110

  • [FCA CF] Client dealing (9 Sep 2023 to 6 Feb 2026)
• Keith James Redpath

  IRN KJR01039

  • CF30 Customer (7 Nov 2007 to 14 Apr 2016)
• Kim Bergoe

  IRN KXB01242

  • CF30 Customer (6 Apr 2019 to 8 Dec 2019)
• Kimberley Dawn Carstens

  IRN KXC00110

  • [FCA CF] Client dealing (since 11 Jan 2021)
• Krishan Raval

  IRN KXR21974

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2023)
  • CF30 Customer (15 Oct 2019 to 8 Dec 2019)
• Lacey Janel Beckett

  IRN LXB17660

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Leigh Andrew Webb

  IRN LXW21627

  • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
• Leslie John Kent

  IRN LJK01011

  • CF30 Customer (1 Nov 2007 to 17 Jan 2009)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 17 Jan 2010)

No changes recorded yet.