Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lily Zuleika May-Ling SALTER

  IRN LZS01000

  • [FCA CF] Client dealing (27 Apr 2022 to 9 Sep 2023)
• Lisa Welch

  IRN LXW00179

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
• Lorne Piers Daniel

  IRN LPD01005

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
  • CF30 Customer (18 Apr 2011 to 8 Dec 2019)
• Louise Anne Sophie McGolpin

  IRN LAM01096

  • CF30 Customer (14 Jan 2009 to 17 Jul 2009)
• Louise Mary Talbot

  IRN LMF01025

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (21 Sep 2017 to 8 Dec 2019)
• Lucy Nicholls

  IRN LXN00049

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
• MAXIMILLIAN HAYES

  IRN MXH01129

  • [FCA CF] Client dealing (since 13 May 2024)
• Malarvile Velaigam

  IRN MXV01297

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
  • CF30 Customer (21 Oct 2013 to 8 Dec 2019)
• Manasa Patil

  IRN MXP02901

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
  • CF30 Customer (24 Apr 2019 to 8 Dec 2019)
• Marc Alexis Helenus Milmo

  IRN MAM01097

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 Jan 2019 to 8 Dec 2019)

No changes recorded yet.