Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Sep 2023)
    • [FCA CF] Client dealing (since 9 Sep 2023)
    • [FCA CF] Significant management (9 Sep 2023 to 10 Sep 2023)
    • [FCA CF] Material risk taker (9 Sep 2023 to 10 Sep 2023)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Significant management (26 Apr 2021 to 9 Sep 2023)
    • [FCA CF] Material risk taker (18 Mar 2021 to 9 Sep 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 9 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Sep 2023)
    • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
  • Fidante Partners Europe Limited (no longer approved here)

    FRN 195456

    • CF30 Customer (1 Nov 2007 to 5 Jul 2019)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 23 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.