Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cavendish Capital Markets Limited
FRN 467766
- [FCA CF] Manager of certification employee (since 9 Sep 2023)
- [FCA CF] Client dealing (since 9 Sep 2023)
- [FCA CF] Significant management (9 Sep 2023 to 10 Sep 2023)
- [FCA CF] Material risk taker (9 Sep 2023 to 10 Sep 2023)
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- [FCA CF] Significant management (26 Apr 2021 to 9 Sep 2023)
- [FCA CF] Material risk taker (18 Mar 2021 to 9 Sep 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2023)
- [FCA CF] Proprietary trader (9 Dec 2019 to 9 Sep 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Sep 2023)
- CF30 Customer (15 Jul 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 5 Jul 2019)
- CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Jan 2002 to 23 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.