Joseph Connolly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC

    FRN 416932

    • [FCA CF] Client dealing (since 23 Feb 2026)
    • [FCA CF] Manager of certification employee (since 23 Feb 2026)
    • [FCA CF] Material risk taker (since 23 Feb 2026)
    • [FCA CF] Proprietary trader (since 23 Feb 2026)
    • [FCA CF] Significant management (since 23 Feb 2026)
  • Cavendish Capital Markets Limited

    FRN 467766

    • [PRA CF] Significant risk taker or Material risk taker (since 23 Feb 2026)
    • [FCA CF] Proprietary trader (since 23 Feb 2026)
    • [FCA CF] Significant management (since 23 Feb 2026)
    • [FCA CF] Client dealing (since 23 Feb 2026)
    • [FCA CF] Manager of certification employee (since 23 Feb 2026)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 26 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.