Capula Investment Management LLP

• Principal Place of Business

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

  Web

  https://www.capulaglobal.com

• Complaints Contact

  7 Clarges Street

  London

  W1J 8AE

  UNITED KINGDOM

  Phone

  +4402070710900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Masao Asai

  IRN MXA01608

  • [FCA CF] Significant management (since 25 Jan 2022)
  • [FCA CF] Client dealing (since 3 Feb 2021)
  • [FCA CF] Material risk taker (since 3 Feb 2021)
  • [FCA CF] Manager of certification employee (since 3 Feb 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (13 Dec 2005 to 31 Oct 2007)
  • CF4 Partner (5 Sep 2005 to 3 Dec 2019)
  • CF3 Chief Executive (5 Sep 2005 to 8 Jun 2012)
• Massimiliano Radi

  IRN MXR01856

  • [FCA CF] Client dealing (since 7 Nov 2024)
• Mathias Berenger

  IRN MXB01547

  • CF30 Customer (22 Apr 2014 to 3 Oct 2016)
• Matt Reid

  IRN MAR01216

  • CF30 Customer (16 May 2016 to 26 Jul 2018)
• Matthew Robert Isherwood

  IRN MRI01011

  • CF30 Customer (4 Dec 2015 to 6 Jun 2017)
• Mengwen Xu

  IRN MXX00007

  • [FCA CF] Client dealing (since 17 Jun 2022)
• Michel Marcel Cassard

  IRN MMC01093

  • [FCA CF] Client dealing (12 Dec 2019 to 17 Feb 2022)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Michelle Anne Bedwin

  IRN MAB01381

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2023)
  • SMF16 Compliance Oversight (since 1 Apr 2023)
  • [FCA CF] Significant management (7 Nov 2022 to 31 Mar 2023)
• Mohammed Fawaz

  IRN MXF01461

  • [FCA CF] Client dealing (3 Feb 2021 to 19 May 2023)
  • CF30 Customer (16 Jun 2015 to 6 Jun 2017)
• Motohiro Kato

  IRN MXK01023

  • [FCA CF] Client dealing (since 31 Dec 2025)

No changes recorded yet.