Mohammed Fawaz

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Capula Investment Management LLP (no longer approved here)
FRN 433422
- [FCA CF] Client dealing (3 Feb 2021 to 19 May 2023)
- CF30 Customer (16 Jun 2015 to 6 Jun 2017)
Element Capital Partners LLP (no longer approved here)
FRN 726328
- CF4 Partner (29 Nov 2017 to 3 Jul 2019)
- CF30 Customer (29 Nov 2017 to 11 Jun 2019)
Fulcrum Asset Management LLP (no longer approved here)
FRN 230683
- CF4 Partner (18 Feb 2013 to 15 Jun 2015)
- CF30 Customer (1 Nov 2007 to 15 Jun 2015)
- CF21 Investment Adviser (6 Jul 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.