Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 21 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (14 Sep 2020 to 31 Dec 2022)
    • CF30 Customer (14 Mar 2013 to 6 Mar 2016)
    • [FCA CF] Manager of certification employee (since 5 Mar 2024)
    • [PRA CF] Managing a material risk taker (since 5 Mar 2024)
    • [FCA CF] Client dealing (since 21 Sep 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Sep 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (3 Sep 2018 to 9 Jun 2020)
    • [FCA CF] Manager of certification employee (3 Sep 2018 to 9 Jun 2020)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • CF30 Customer (16 May 2016 to 26 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.