Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Significant management (since 25 Jan 2022)
- [FCA CF] Client dealing (since 3 Feb 2021)
- [FCA CF] Manager of certification employee (since 3 Feb 2021)
- [FCA CF] Material risk taker (since 3 Feb 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Dec 2005 to 31 Oct 2007)
- CF3 Chief Executive (5 Sep 2005 to 8 Jun 2012)
- CF4 Partner (5 Sep 2005 to 3 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.