Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (11 Feb 2021 to 28 Jul 2023)
- [FCA CF] Material risk taker (11 Feb 2021 to 28 Jul 2023)
-
- [FCA CF] Client dealing (11 Feb 2021 to 28 Jul 2023)
- [FCA CF] Material risk taker (11 Feb 2021 to 28 Jul 2023)
-
- CF30 Customer (22 Apr 2014 to 3 Oct 2016)
-
- CF30 Customer (5 Jul 2011 to 6 Mar 2014)
-
- CF30 Customer (4 Aug 2010 to 4 Apr 2011)
-
- CF26 Customer Trading (2 Mar 2004 to 31 Jul 2007)
-
- CF26 Customer Trading (22 Nov 2002 to 31 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.