Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Steven Charles Downey

  IRN SCD01042

  • [FCA CF] Client dealing (since 3 Aug 2023)
  • [FCA CF] Material risk taker (since 3 Aug 2023)
  • [FCA CF] Significant management (since 3 Aug 2023)
  • [FCA CF] Manager of certification employee (since 3 Aug 2023)
  • SMF22 Other Local Responsibility (since 3 Aug 2023)
• Steven James Gower

  IRN SJG01239

  • CF26 Customer Trading (24 Mar 2005 to 21 Jul 2006)
• Steven Jennings

  IRN SRJ01024

  • [FCA CF] Client dealing (6 Mar 2017 to 31 Jan 2020)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Steven John Cornwell

  IRN SJC01217

  • CF30 Customer (1 Nov 2007 to 15 Dec 2009)
  • CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)
• Steven Jones

  IRN SXJ77791

  • [FCA CF] Significant management (7 Mar 2022 to 8 Mar 2022)
  • [FCA CF] Client dealing (7 Mar 2022 to 31 Oct 2025)
  • [FCA CF] Manager of certification employee (7 Mar 2022 to 31 Oct 2025)
  • [FCA CF] Material risk taker (6 Mar 2017 to 6 Mar 2022)
• Steven Russell

  IRN SJR01166

  • [FCA CF] Client dealing (since 24 Nov 2025)
• Steven Singer

  IRN SJS01294

  • [FCA CF] Material risk taker (30 Apr 2019 to 7 Mar 2022)
  • [FCA CF] Client dealing (6 Mar 2017 to 7 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (29 Jun 2006 to 31 Oct 2007)
• Stuart Cooper

  IRN SXC02201

  • CF30 Customer (23 Jun 2011 to 16 Jan 2012)
• Stuart Hall

  IRN SGH01047

  • SMF22 Other Local Responsibility (22 Jul 2020 to 1 Jun 2022)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 21 Jul 2020)
  • [FCA CF] Client dealing (6 Mar 2017 to 21 Jul 2020)
  • [FCA CF] Material risk taker (6 Mar 2017 to 21 Jul 2020)
  • CF30 Customer (29 Jul 2013 to 6 Mar 2016)
• Stuart Randell

  IRN SBR01012

  • [FCA CF] Client dealing (since 18 Mar 2025)

No changes recorded yet.