Steven Russell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Canadian Imperial Bank of Commerce
FRN 141285
- [FCA CF] Client dealing (since 24 Nov 2025)
Standard Chartered Bank (no longer approved here)
FRN 114276
- [FCA CF] Manager of certification employee (1 Jan 2019 to 22 Aug 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 22 Aug 2025)
- CF30 Customer (5 Feb 2013 to 6 Mar 2016)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (24 Jun 2009 to 11 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2002)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (17 Aug 2002 to 8 Jul 2004)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.