Steven Charles Downey

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Material risk taker (since 3 Aug 2023)
    • [FCA CF] Significant management (since 3 Aug 2023)
    • SMF22 Other Local Responsibility (since 3 Aug 2023)
    • [FCA CF] Client dealing (since 3 Aug 2023)
    • [FCA CF] Manager of certification employee (since 3 Aug 2023)
  • TRIUM CAPITAL LLP (no longer approved here)

    FRN 497640

    • CF30 Customer (11 Jul 2016 to 10 Oct 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (19 Jul 2012 to 7 May 2014)
    • CF30 Customer (24 Nov 2011 to 1 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.