Stuart Hall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • SMF22 Other Local Responsibility (22 Jul 2020 to 1 Jun 2022)
    • [FCA CF] Material risk taker (6 Mar 2017 to 21 Jul 2020)
    • [FCA CF] Client dealing (6 Mar 2017 to 21 Jul 2020)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 21 Jul 2020)
    • CF30 Customer (29 Jul 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 11 Feb 2008)
    • CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (1 Dec 2001 to 26 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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