Stuart Randell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canadian Imperial Bank of Commerce

    FRN 141285

    • [FCA CF] Client dealing (since 18 Mar 2025)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (28 May 2023 to 10 Mar 2025)
    • [FCA CF] Material risk taker (10 Jan 2017 to 10 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Jan 2017 to 10 Mar 2025)
    • [FCA CF] Client dealing (10 Jan 2017 to 10 Mar 2025)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (16 Jul 2012 to 3 Jan 2017)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (1 Nov 2007 to 1 Jun 2012)
    • CF23 Corporate Finance Adviser (23 Aug 2006 to 31 Oct 2007)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF21 Investment Adviser (7 Jul 2003 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.