Steven John Cornwell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

J.M. FINN & CO.LTD
FRN 450754
- [FCA CF] Client dealing (since 28 Nov 2025)
Walker Crips Investment Management Limited (no longer approved here)
FRN 226344
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2025)
- [FCA CF] Proprietary trader (9 Dec 2019 to 30 Jun 2025)
- CF30 Customer (6 Apr 2011 to 8 Dec 2019)
- CF21 Investment Adviser (5 Apr 2004 to 20 Oct 2006)
CURZON SECURITIES LIMITED (no longer approved here)
FRN 479694
- CF30 Customer (6 Jul 2010 to 31 Mar 2011)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 15 Dec 2009)
- CF21 Investment Adviser (27 Oct 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.