Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil William Johnson

  IRN NWJ01008

  • [FCA CF] Client dealing (16 Sep 2022 to 16 Dec 2022)
  • [FCA CF] Material risk taker (6 Mar 2017 to 31 Oct 2021)
  • SMF22 Other Local Responsibility (3 Aug 2016 to 15 Mar 2019)
• Nicholas Alexander Atkinson

  IRN NAA01015

  • CF30 Customer (1 Nov 2007 to 4 Feb 2008)
  • CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
• Nicholas Antony Garnish

  IRN NAG01056

  • [FCA CF] Manager of certification employee (since 6 Mar 2017)
  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • [FCA CF] Significant management (since 6 Mar 2017)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF29 Significant management (14 Jul 2015 to 6 Mar 2016)
• Nicholas Carmichael

  IRN NAC01052

  • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
  • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
• Nicholas Edward Benjamin Doubtfire

  IRN NED01016

  • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
  • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
• Nicholas Goold

  IRN NXG01214

  • CF30 Customer (1 Nov 2007 to 11 Jan 2016)
  • CF21 Investment Adviser (27 Mar 2007 to 31 Oct 2007)
• Nicholas Haley

  IRN NXH01187

  • CF30 Customer (13 Sep 2010 to 27 May 2011)
• Nicholas Hardcastle

  IRN NMH01032

  • [FCA CF] Material risk taker (7 Mar 2022 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 31 Mar 2023)
  • [FCA CF] Client dealing (6 Mar 2017 to 31 Mar 2023)
  • CF30 Customer (3 Mar 2008 to 6 Mar 2016)
• Nicholas Ingram

  IRN NSI01001

  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Material risk taker (30 Apr 2019 to 6 Mar 2022)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (11 Jun 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (29 May 2003 to 11 Jun 2003)
• Nicholas Lynn

  IRN NJL01048

  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • CF30 Customer (1 Nov 2007 to 11 Jan 2016)
  • CF21 Investment Adviser (24 Jun 2002 to 31 Oct 2007)

No changes recorded yet.