Canadian Imperial Bank of Commerce

• Principal Place of Business

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

  Web

  https://www.cibc.com

• Complaints Contact

  C I B C

  150 Cheapside

  London

  City Of London

  EC2V 6ET

  UNITED KINGDOM

  Phone

  +4402072346000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Waite

  IRN NXW01285

  • CF30 Customer (29 May 2012 to 6 Mar 2016)
• Nicholas Worsnop

  IRN NXW00316

  • [FCA CF] Client dealing (since 30 Jan 2025)
• Nick Burnham

  IRN NJB01122

  • CF21 Investment Adviser (7 Oct 2002 to 16 Sep 2007)
• Nick Thompson

  IRN NXT00240

  • SMF16 Compliance Oversight (5 Sep 2024 to 20 Nov 2024)
• Nicola Louise Wickes

  IRN NLW01030

  • SMF4 Chief Risk (7 Mar 2016 to 1 Mar 2019)
  • CF28 Systems and controls (26 Apr 2014 to 6 Mar 2016)
• Nicola Mary Chapman

  IRN NMC01070

  • CF11 Money Laundering Reporting (17 Dec 2014 to 5 Feb 2016)
• Nicolas Raphael Ellis

  IRN NRE01009

  • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
• Nicole Janine Ross-Anderson

  IRN NJR01087

  • CF21 Investment Adviser (26 Nov 2004 to 31 Jul 2007)
  • CF22 Investment Adviser (Trainee) (8 Oct 2003 to 26 Nov 2004)
• Nigel Adamson

  IRN NXA01287

  • CF30 Customer (22 Nov 2007 to 15 Jan 2008)
• Nigel Thornton Mallender

  IRN NTM01011

  • CF30 Customer (1 Nov 2007 to 2 Jul 2008)
  • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)

No changes recorded yet.