Nicola Louise Wickes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • SMF4 Chief Risk (since 2 Apr 2020)
  • MUFG BANK, LTD

    FRN 139189

    • SMF4 Chief Risk (since 2 Apr 2020)
    • [FCA CF] Material risk taker (1 Apr 2019 to 1 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 1 Apr 2020)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • SMF4 Chief Risk (7 Mar 2016 to 1 Mar 2019)
    • CF28 Systems and controls (26 Apr 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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