Nicholas Carmichael

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FTI FINANCIAL SERVICES LIMITED
FRN 400856
- [FCA CF] Client dealing (since 9 Dec 2019)
PricewaterhouseCoopers LLP (no longer approved here)
FRN 221411
- CF30 Customer (27 Oct 2011 to 8 Feb 2018)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (31 Mar 2008 to 20 Jul 2009)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (31 Mar 2008 to 20 Jul 2009)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF30 Customer (1 Nov 2007 to 7 Mar 2008)
- CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.