FTI FINANCIAL SERVICES LIMITED

• Principal Place of Business

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271000

  Web

  https://www.fticonsulting-emea.com

• Complaints Contact

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271259

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abhishek Manjunath

  IRN AXM05316

  • [FCA CF] Client dealing (since 10 Jun 2024)
• Adam Broadbent

  IRN AXB00819

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Adriana Gomes Silva Castro Fortunato

  IRN AXG00497

  • [FCA CF] Client dealing (8 Nov 2021 to 9 Nov 2021)
• Alexander Chandler

  IRN AXC00605

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
• Alexander Galezowski

  IRN AXG00552

  • [FCA CF] Client dealing (since 21 Mar 2022)
• Alexandra Welch

  IRN AXW32971

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jun 2020 to 18 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2023)
• Alexis Anaman

  IRN AXA13046

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Mar 2019 to 8 Dec 2019)
• Ali Khaki

  IRN AAK01114

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Alistair William Wood

  IRN AXW00568

  • [FCA CF] Client dealing (since 13 Oct 2025)
• Andrew Hall

  IRN APH01167

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (31 May 2012 to 8 Dec 2019)

No changes recorded yet.