FTI FINANCIAL SERVICES LIMITED

• Principal Place of Business

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271000

  Web

  https://www.fticonsulting-emea.com

• Complaints Contact

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271259

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Johnson

  IRN AXJ00249

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Andrew Kirkpatrick

  IRN AXK02259

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
• Andrew Rodrigues

  IRN AXR00897

  • [FCA CF] Client dealing (since 4 Mar 2024)
• Ashleigh James Brown

  IRN AXB04886

  • [FCA CF] Client dealing (since 1 Apr 2026)
• Barnaby John Wakinshaw Whiter

  IRN BJW01057

  • CF30 Customer (2 Sep 2008 to 10 Sep 2014)
• Benjamin Hughes

  IRN BAH01083

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2024)
• Benjamin Johnson

  IRN BXJ00082

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Brendan Rooney

  IRN BXR00293

  • [FCA CF] Client dealing (since 5 Jan 2026)
• Brittany Hancock

  IRN BXH00183

  • [FCA CF] Client dealing (9 Dec 2019 to 22 Jul 2021)
• Callum Greig

  IRN CXG00272

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.