FTI FINANCIAL SERVICES LIMITED

• Principal Place of Business

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271000

  Web

  https://www.fticonsulting-emea.com

• Complaints Contact

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271259

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carl Robert Jenkins

  IRN CRJ01026

  • CF11 Money Laundering Reporting (24 Aug 2005 to 8 Jun 2006)
  • CF23 Corporate Finance Adviser (3 Jun 2005 to 8 Jun 2006)
  • CF1 Director (3 Jun 2005 to 8 Jun 2006)
• Chad Griffin

  IRN CXG01350

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 Jul 2006 to 16 Jun 2011)
  • CF23 Corporate Finance Adviser (20 Oct 2005 to 31 Oct 2007)
  • CF1 Director (20 Oct 2005 to 16 Jun 2011)
• Christian Vincent Leonardi

  IRN CXL00628

  • [FCA CF] Client dealing (since 1 Apr 2026)
• Christopher Bennett

  IRN CXB00481

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Christopher Pearson

  IRN CXP00322

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
• Christopher Ruell

  IRN CJR01162

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (10 Oct 2007 to 31 Oct 2007)
• Craig Ballard

  IRN CXB00480

  • [FCA CF] Client dealing (since 9 Dec 2019)
• David Jonathon William Whiteley

  IRN DJW01211

  • CF30 Customer (29 May 2009 to 13 Nov 2009)
• David Morris

  IRN DJM01563

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Aug 2008 to 8 Dec 2019)
• Declan McDonnell

  IRN DXM00539

  • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2024)

No changes recorded yet.