FTI FINANCIAL SERVICES LIMITED

• Principal Place of Business

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271000

  Web

  https://www.fticonsulting-emea.com

• Complaints Contact

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271259

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Diederick van der Plas

  IRN DXV00050

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Dinapoli Dominic

  IRN DXD01355

  • CF2 Non Executive Director (20 Sep 2005 to 13 Jan 2015)
• Donald Eugene Harer

  IRN DEH01077

  • CF17 Significant Mgt (Other Business Operations) (7 Jan 2005 to 29 Jul 2005)
  • CF23 Corporate Finance Adviser (7 Jan 2005 to 29 Jul 2005)
• Duncan Philip Turner

  IRN DPT01053

  • SMF3 Executive Director (since 27 Oct 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Sep 2019 to 8 Dec 2019)
• Finbarr O'Connor

  IRN FXO01043

  • CF8 Apportionment and Oversight (18 Nov 2004 to 30 Nov 2006)
  • CF3 Chief Executive (18 Nov 2004 to 30 Nov 2006)
  • CF23 Corporate Finance Adviser (18 Nov 2004 to 30 Nov 2006)
  • CF10 Compliance Oversight (18 Nov 2004 to 30 Nov 2006)
  • CF1 Director (18 Nov 2004 to 30 Nov 2006)
• Fiona Freeman

  IRN FLF01005

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Jan 2016 to 8 Dec 2019)
• Giovanni Patricelli

  IRN GXP00203

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Giulio Simioni

  IRN GXS00836

  • [FCA CF] Client dealing (since 3 Nov 2025)
• Glenn Wight

  IRN GRW01038

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Greg William Cooper

  IRN GWC01051

  • CF11 Money Laundering Reporting (2 Aug 2011 to 27 Aug 2014)
  • CF10 Compliance Oversight (30 Jan 2007 to 27 Aug 2014)

No changes recorded yet.