FTI FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
04851184
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    200 Aldersgate
    Aldersgate Street
    London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +442037271000
    Web
    https://www.fticonsulting-emea.com

  • Complaints Contact

    200 Aldersgate
    Aldersgate Street
    London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +442037271259

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hang Cheung Cheng

    IRN HXC00373

    • [FCA CF] Client dealing (since 29 Sep 2025)
  • Harry John Christians Buttery

    IRN HXB00460

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Henry James Bruce Dunster

    IRN HXD00254

    • [FCA CF] Client dealing (since 1 Apr 2026)
  • Iain Graham

    IRN IXG00069

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Iain Reilly

    IRN IXR00115

    • [FCA CF] Client dealing (since 1 Oct 2024)
  • Jack Anstis

    IRN JXA00722

    • [FCA CF] Client dealing (since 17 Feb 2025)
  • Jack Dunn

    IRN JBD01043

    • CF2 Non Executive Director (12 Sep 2005 to 20 Jan 2014)
    • CF8 Apportionment and Oversight (18 Nov 2004 to 24 Aug 2005)
    • CF3 Chief Executive (18 Nov 2004 to 24 Aug 2005)
    • CF1 Director (18 Nov 2004 to 24 Aug 2005)
  • James Balser

    IRN JXB03751

    • [FCA CF] Client dealing (since 11 Mar 2024)
  • James Long

    IRN JXL00398

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2025)
  • Joanne Hewitt-Schembri

    IRN JXH03144

    • [FCA CF] Client dealing (since 8 Jan 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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