FTI FINANCIAL SERVICES LIMITED

• Principal Place of Business

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271000

  Web

  https://www.fticonsulting-emea.com

• Complaints Contact

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271259

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Dyer

  IRN JXD00461

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Julia Sherlock

  IRN JXS02918

  • CF10 Compliance Oversight (9 Sep 2014 to 30 Jun 2018)
  • CF11 Money Laundering Reporting (9 Sep 2014 to 30 Jun 2018)
• Julio Dal Poz

  IRN JXD01035

  • [FCA CF] Client dealing (since 24 Apr 2025)
• Katherine Hewing-Powell

  IRN KXH00339

  • [FCA CF] Client dealing (since 11 Jul 2022)
• Kevin Hewitt

  IRN KXH01457

  • CF1 Director (28 Jun 2011 to 27 Nov 2019)
  • CF30 Customer (13 Aug 2008 to 8 Dec 2019)
• Kieran Douglas

  IRN KXD00183

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
• Liam Nolan

  IRN LXN00051

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Lindsey Harding

  IRN LST01018

  • CF30 Customer (16 Jan 2009 to 22 Sep 2014)
• Lisa Rickelton

  IRN LXR00145

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Lucy Elisabeth Brocklebank

  IRN LXB00508

  • [FCA CF] Client dealing (since 12 Sep 2022)

No changes recorded yet.