FTI FINANCIAL SERVICES LIMITED

• Principal Place of Business

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271000

  Web

  https://www.fticonsulting-emea.com

• Complaints Contact

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271259

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark James Dewar

  IRN MJD01357

  • CF30 Customer (27 Jun 2008 to 8 Dec 2019)
• Matthew Callaghan

  IRN MXC00578

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Matthew Ian Johnston

  IRN MIJ01014

  • [FCA CF] Client dealing (since 1 Jul 2023)
• Melek Tonguc

  IRN MXT00697

  • [FCA CF] Client dealing (since 12 May 2025)
• Michael Axtell

  IRN MXA00446

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Michael Knott

  IRN MXK02162

  • CF30 Customer (22 Feb 2013 to 8 Dec 2019)
• Michael Pokrassa

  IRN MXP01548

  • CF23 Corporate Finance Adviser (18 Nov 2004 to 14 Jul 2005)
  • CF11 Money Laundering Reporting (18 Nov 2004 to 14 Jul 2005)
• Michael Vivian

  IRN MGV01011

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
• Nicholas Carmichael

  IRN NAC01052

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Nur Ali Islam

  IRN NXI00072

  • [FCA CF] Client dealing (since 7 Apr 2026)

No changes recorded yet.