FTI FINANCIAL SERVICES LIMITED

• Principal Place of Business

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271000

  Web

  https://www.fticonsulting-emea.com

• Complaints Contact

  200 Aldersgate

  Aldersgate Street

  London

  EC1A 4HD

  UNITED KINGDOM

  Phone

  +442037271259

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oliver Carter

  IRN OXC00028

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Oliver Wright

  IRN OXW00067

  • [FCA CF] Client dealing (since 12 Jun 2023)
• Paul Inglis

  IRN PNI01000

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (28 Jun 2011 to 8 Dec 2019)
  • CF30 Customer (11 Feb 2008 to 8 Dec 2019)
• Paul Robin Monrad Smith

  IRN PRS01129

  • CF30 Customer (26 Jun 2008 to 25 Dec 2011)
• Peter Nower

  IRN PXN00082

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Pui Hei Lee

  IRN PXL00313

  • [FCA CF] Client dealing (since 11 Sep 2023)
• Richard Hall

  IRN RXH00412

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Ronald Reno

  IRN RXR00155

  • Director of firm who is not a certification employee or a SMF manager (3 Apr 2020 to 31 Oct 2022)
• Ryan Kemlo

  IRN RXK00602

  • [FCA CF] Client dealing (since 13 Apr 2026)
• Samuel Ballinger

  IRN SXB00726

  • [FCA CF] Client dealing (since 9 Dec 2019)

No changes recorded yet.