FTI FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
04851184
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    200 Aldersgate
    Aldersgate Street
    London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +442037271000
    Web
    https://www.fticonsulting-emea.com

  • Complaints Contact

    200 Aldersgate
    Aldersgate Street
    London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +442037271259

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Samuel Russell

    IRN SXR00994

    • [FCA CF] Client dealing (since 18 Aug 2025)
  • Sergio Masip Bodi

    IRN SXM00824

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • Shamil Malde

    IRN SXM00550

    • [FCA CF] Client dealing (since 2 Aug 2021)
  • Shaun Matthew Paul O'Callaghan

    IRN SMO01045

    • CF30 Customer (14 Jun 2011 to 31 Dec 2012)
  • Silke Maria Burzle-Brayley

    IRN SXB00724

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Nov 2022)
    • SMF16 Compliance Oversight (since 3 Nov 2021)
  • Simon John Granger

    IRN SJG01296

    • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (8 Jun 2011 to 8 Dec 2019)
  • Simon Kirkhope

    IRN SIK01012

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2023)
    • CF30 Customer (31 May 2012 to 8 Dec 2019)
  • Stephen Hamilton Welch

    IRN SHW01035

    • CF30 Customer (22 Jul 2008 to 3 Jun 2011)
  • Stewart Federman

    IRN SXF00251

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Stewart Kahn

    IRN SXK01382

    • CF8 Apportionment and Oversight (18 Nov 2004 to 15 Aug 2005)
    • CF1 Director (18 Nov 2004 to 15 Aug 2005)
    • CF3 Chief Executive (18 Nov 2004 to 15 Aug 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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