FTI FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
04851184
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    200 Aldersgate
    Aldersgate Street
    London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +442037271000
    Web
    https://www.fticonsulting-emea.com

  • Complaints Contact

    200 Aldersgate
    Aldersgate Street
    London
    EC1A 4HD
    UNITED KINGDOM
    Phone
    +442037271259

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Michael Crease

    IRN TMC01102

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Feb 2020)
    • CF11 Money Laundering Reporting (23 Aug 2018 to 8 Dec 2019)
  • Trevor Nigel Birch

    IRN TNB01018

    • CF23 Corporate Finance Adviser (20 Dec 2005 to 22 Sep 2006)
  • Vaughan Grandin

    IRN VXG00043

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
  • Yean Weng Sherilyn Chee

    IRN YXC00102

    • [FCA CF] Client dealing (since 10 Mar 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.