Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Financial Guaranty UK Limited
FRN 400238
- SMF3 Executive Director (since 22 Jan 2025)
- Responsible for Insurance Distribution (since 22 Jan 2025)
- SMF1 Chief Executive (since 4 Apr 2022)
- SMF3 Executive Director (23 Nov 2021 to 4 Apr 2022)
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GoldenTree Asset Management UK LLP
FRN 433066
- [FCA CF] Material risk taker (since 5 Jul 2023)
- SMF27 Partner (since 2 Aug 2021)
- [FCA CF] Client dealing (since 17 May 2021)
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- SMF3 Executive Director (9 Dec 2019 to 14 May 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
- CF30 Customer (8 Jun 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.