Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 22 Jan 2025)
    • Responsible for Insurance Distribution (since 22 Jan 2025)
    • SMF1 Chief Executive (since 4 Apr 2022)
    • SMF3 Executive Director (23 Nov 2021 to 4 Apr 2022)
    • [FCA CF] Material risk taker (since 5 Jul 2023)
    • SMF27 Partner (since 2 Aug 2021)
    • [FCA CF] Client dealing (since 17 May 2021)
  • FTI FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 400856

    • SMF3 Executive Director (9 Dec 2019 to 14 May 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 May 2021)
    • CF30 Customer (8 Jun 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.