GoldenTree Asset Management UK LLP

• Principal Place of Business

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258855

  Web

  https://www.goldentree.com

• Complaints Contact

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Goldentree Asset Management Services Co.

  IRN XXG01016

  • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
  • CF4 Partner (27 Sep 2005 to 8 Dec 2019)
• Adil Patil

  IRN AXP00058

  • [FCA CF] Client dealing (since 31 Oct 2022)
• Alan Michael Bowe

  IRN AMB01305

  • CF30 Customer (29 Apr 2014 to 5 Sep 2019)
• Alex Virgil Rupert

  IRN AVR01020

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
• Alexander John Scott

  IRN AXS14243

  • [FCA CF] Client dealing (21 Jul 2021 to 6 Jan 2025)
• Anthony John Land

  IRN AJL01226

  • CF30 Customer (14 Nov 2007 to 3 Jul 2009)
• Beatrice Ruo Yu Chen

  IRN BXC00065

  • [FCA CF] Client dealing (since 11 Dec 2023)
• Ben Poster

  IRN BXP00263

  • [FCA CF] Client dealing (since 10 Sep 2023)
• Bhavit Sawjani

  IRN BXS01330

  • SMF27 Partner (31 Jan 2020 to 19 Apr 2022)
  • [FCA CF] Significant management (31 Jan 2020 to 19 Apr 2022)
  • [FCA CF] Material risk taker (31 Jan 2020 to 19 Apr 2022)
  • [FCA CF] Client dealing (31 Jan 2020 to 19 Apr 2022)
• Brandon Lee

  IRN BXL00174

  • [FCA CF] Significant management (10 Mar 2022 to 31 Dec 2024)
  • [FCA CF] Client dealing (10 Mar 2022 to 31 Dec 2024)

No changes recorded yet.