GoldenTree Asset Management UK LLP

• Principal Place of Business

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258855

  Web

  https://www.goldentree.com

• Complaints Contact

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bruno Bodin

  IRN BXB01339

  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Clare Rankin

  IRN CER01055

  • SMF27 Partner (since 27 Jun 2024)
  • [FCA CF] Material risk taker (since 3 Jan 2023)
  • [FCA CF] Significant management (since 9 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
• David Hollis Allen

  IRN DXA01326

  • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
  • CF10 Compliance Oversight (27 Sep 2005 to 1 Mar 2007)
  • CF3 Chief Executive (27 Sep 2005 to 27 Oct 2008)
  • CF27 Investment Management (27 Sep 2005 to 31 Oct 2007)
  • CF4 Partner (27 Sep 2005 to 27 Oct 2008)
  • CF11 Money Laundering Reporting (27 Sep 2005 to 1 Mar 2007)
  • CF8 Apportionment and Oversight (27 Sep 2005 to 31 Oct 2007)
• Dean Edward John Merritt

  IRN DEM01075

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (26 Mar 2015 to 8 Dec 2019)
  • CF4 Partner (26 Mar 2015 to 8 Dec 2019)
• Dimitris Selekos

  IRN DXS00786

  • [FCA CF] Client dealing (7 Jan 2022 to 31 Dec 2024)
• Dylan Hallerberg

  IRN DXH01917

  • CF30 Customer (7 Jan 2017 to 18 Sep 2018)
• Elizaveta Andreeva

  IRN EXA36713

  • [FCA CF] Client dealing (since 7 Sep 2020)
• Emmanuel Minh Claude Paillaud

  IRN EMP01047

  • [FCA CF] Client dealing (since 6 Jan 2025)
• Filippo Guiseppe Sampietro

  IRN FXS01173

  • CF30 Customer (27 Feb 2014 to 9 Mar 2018)
• GEORGE DAVID JOSEPH SANDERS

  IRN GDS01107

  • [FCA CF] Client dealing (13 May 2022 to 6 Jan 2025)

No changes recorded yet.