GoldenTree Asset Management UK LLP

• Principal Place of Business

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258855

  Web

  https://www.goldentree.com

• Complaints Contact

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey Peter Adamson

  IRN GXA10337

  • CF30 Customer (16 Jan 2019 to 8 Dec 2019)
• George Travers

  IRN GXT01197

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Aug 2025)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (19 Mar 2007 to 8 Dec 2019)
• Gianfranco Canepa Llorens

  IRN GXC01888

  • [FCA CF] Client dealing (since 23 Jan 2023)
  • [FCA CF] Significant management (since 23 Jan 2023)
• Greg Evans

  IRN GXE00100

  • [FCA CF] Client dealing (since 11 Feb 2020)
• Hadi El Mir

  IRN HXE01055

  • CF30 Customer (5 Aug 2015 to 5 Jul 2019)
• Harvey Wun

  IRN HXW01147

  • CF30 Customer (1 Nov 2007 to 22 Feb 2008)
  • CF27 Investment Management (31 May 2007 to 31 Oct 2007)
• Jacqueline Onyinyechukwu Madu

  IRN JOM01007

  • [FCA CF] Client dealing (since 8 Nov 2021)
  • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
• James Callahan Kelly

  IRN JCK01068

  • CF30 Customer (24 Aug 2009 to 16 Apr 2012)
• Jan Kaass

  IRN JXK01187

  • CF30 Customer (6 May 2009 to 8 Mar 2010)
• Joshua Burr Leight

  IRN JXL00367

  • [FCA CF] Material risk taker (since 5 Jul 2023)
  • [FCA CF] Client dealing (since 12 Apr 2021)

No changes recorded yet.