GoldenTree Asset Management UK LLP

• Principal Place of Business

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258855

  Web

  https://www.goldentree.com

• Complaints Contact

  Goldentree Asset Management UK LLP

  33 Davies Street

  London

  Westminster

  W1K 4BP

  UNITED KINGDOM

  Phone

  +442079258800

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kathryn Layne Sutherland

  IRN KXS01247

  • CF4 Partner (22 Jul 2008 to 6 Feb 2015)
  • CF30 Customer (22 Jul 2008 to 6 Feb 2015)
• Kevin Child

  IRN KXC01423

  • [FCA CF] Material risk taker (since 3 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (19 Jul 2017 to 8 Dec 2019)
• Kristin Conrad

  IRN KXC01336

  • CF30 Customer (16 Dec 2009 to 1 Feb 2011)
• Kristin Lee Reilly

  IRN KLR01044

  • CF30 Customer (14 Sep 2012 to 22 Aug 2014)
• Lanny Benson

  IRN LXB01932

  • CF30 Customer (3 Feb 2017 to 8 May 2019)
• Lee Kruter

  IRN LXK88115

  • [FCA CF] Material risk taker (since 9 Oct 2020)
  • SMF27 Partner (since 9 Oct 2020)
  • [FCA CF] Significant management (since 9 Oct 2020)
  • [FCA CF] Client dealing (since 9 Oct 2020)
• Lois Duhourcau

  IRN LXD01322

  • CF30 Customer (5 Aug 2015 to 14 Sep 2018)
• Lucia Monica de Cardenas

  IRN LMD01059

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2023)
  • CF30 Customer (25 Aug 2011 to 8 Dec 2019)
• Lucy Clare Panter

  IRN LCP01023

  • CF4 Partner (22 Apr 2010 to 6 Feb 2015)
  • CF30 Customer (1 Nov 2007 to 6 Feb 2015)
  • CF27 Investment Management (25 Oct 2005 to 31 Oct 2007)
• Marcus Johnson

  IRN MXJ01780

  • [FCA CF] Client dealing (since 1 Sep 2025)

No changes recorded yet.